Legislation concerning the supervision on investment firms, intermediaries and investment advisers

• Law of 11 January 1993 on preventing use of the financial system for purposes of laundering money and terrorism financing
  (Unofficial consolidated version: 01/2004)
• Law of 6 April 1995 on secondary markets, on the legal status and supervision of investment firms, on intermediaries and investment advisers
  (Unofficial consolidated version: 10/2002)
  
• Royal Decree of 20 December 1995 on foreign investment firms
  (Unofficial consolidated version: 10/2001)
• Royal Decree of 28 January 2004 on the legal status of derivatives specialists
• Regulation of 27 July 2004 of the Banking, Finance and Insurance Commission on preventing money-laundering and the financing of terrorism