Investment firms
Home
Investment firms
Circulars & communications
print version
Portfolio management and investment advice companies
Circulars
CBFA_2009_34
26.11.09
Recommendation on sound remuneration policies in financial institutions
PPB-2007-6-CPB-CPA
30.03.07
CBFA's prudential expectations on financial institutions' sound governance
PPB 2004/8
22.11.04
Obligations of customer due diligence and on preventing the use of the financial system for money-laundering and the financing of terrorism
(Co-ordinated version of 12 July 2005)
D4/EB/2000/2
05.05.00
Financial services via the Internet: prudential requirements
Communications
CBFA_2009_20
08.05.09
Questionnaires concerning the professional integrity and appropriate experience of senior managers and non-executive directors
Annexes :
• Application form for senior manager
• Application form for non-executive director
• Application form for reappointments
13.07.06
Supervision:
-
Standard letter
- Application senior manager
- Application non-executive director
top
